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This form is used by reporting persons to disclose changes in their beneficial ownership of securities as required by Section 16(a) of the Securities Exchange Act of 1934. It captures information
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How to fill out sec form 4
How to fill out sec form 4
01
Obtain the SEC Form 4 from the SEC official website or your company’s compliance officer.
02
Fill in the name of the reporting person as it appears in SEC records.
03
Provide the address of the reporting person.
04
Indicate the relationship of the reporting person to the issuer (e.g., officer, director).
05
Specify the date of the transaction.
06
List the number of shares acquired or disposed of in the transaction.
07
Indicate the price per share.
08
Select the method of transaction (e.g., purchase, sale, gift).
09
Sign and date the form before submitting.
10
File the form electronically through the SEC's EDGAR system or submit it via the appropriate method.
Who needs sec form 4?
01
Corporate insiders, such as officers, directors, and beneficial owners of more than 10% of a registered class of equity securities.
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What is sec form 4?
SEC Form 4 is a document required by the U.S. Securities and Exchange Commission (SEC) for insiders of a publicly traded company to report their transactions in the company's securities.
Who is required to file sec form 4?
Insiders of a company, such as executive officers, directors, and large shareholders (usually those owning more than 10% of a class of the company's equity securities), are required to file SEC Form 4.
How to fill out sec form 4?
To fill out SEC Form 4, insiders must provide details of the transaction including the name of the reporting person, relationship to the issuer, transaction date, amount of securities involved, price of the transaction, and any relevant comments.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to provide transparency regarding insider trading activities to protect investors and maintain fair market practices.
What information must be reported on sec form 4?
The information that must be reported on SEC Form 4 includes the name of the insider, their relationship to the company, date of the transaction, number of shares bought or sold, price per share, and any exemptions claimed.
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