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This form is used to report changes in beneficial ownership of securities by directors, officers, and beneficial owners of more than 10% of a class of equity securities of a registered company. It
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How to fill out sec form 4

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How to fill out sec form 4

01
Obtain the SEC Form 4 from the SEC website or financial regulation resources.
02
Fill in the reporting person's details, including name, address, and relationship to the company.
03
Enter the name of the issuer and its central index key (CIK).
04
Specify the date of the transaction and the type of security involved.
05
Detail the nature of the transaction (e.g., purchase, sale, gift).
06
Indicate how many shares were involved in the transaction.
07
If applicable, explain any options or derivatives involved.
08
Sign and date the form to certify the information provided is accurate.
09
Submit the completed form electronically through the SEC's EDGAR system.

Who needs sec form 4?

01
Insiders of a company, including officers, directors, and beneficial owners of more than 10% of a registered class of equity securities.
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SEC Form 4 is a form that must be filed with the SEC by company insiders to report their transactions in a company's securities.
Corporate insiders including officers, directors, and shareholders who own more than 10% of a company's stock are required to file SEC Form 4.
To fill out SEC Form 4, insiders must provide details such as their name, relationship to the company, the date of the transaction, the amount of securities bought or sold, and the price per security.
The purpose of SEC Form 4 is to provide transparency in the buying and selling of a company's stock by insiders, helping to maintain the integrity of the securities markets.
SEC Form 4 must report the insider's name, relationship to the issuer, transaction date, number of shares transacted, transaction price, and the ownership form (direct or indirect).
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