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Este formulario se utiliza para reportar cambios en la propiedad beneficiosa de valores de acuerdo con la Sección 16(a) de la Ley de Valores de 1934 o la Sección 30(h) de la Ley de la Compañía

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the SEC website or your company’s compliance office.

02

Fill in the reporting person's name and address.

03

Indicate the relationship of the reporting person to the issuer (e.g., officer, director, etc.).

04

Provide the name of the issuer and its Central Index Key (CIK) number.

05

List the transaction date and the amount of securities involved.

06

Specify the nature of the transaction (e.g., purchase, sale, etc.).

07

Include the price at which the transaction occurred and the amount of securities owned post-transaction.

08

Sign and date the form, certifying that the information is accurate.

09

File the form electronically through the EDGAR system within two business days of the transaction.

Who needs sec form 4?

01

Officers and directors of publicly traded companies who engage in transactions involving their company’s securities.

02

Individuals who own more than 10% of a class of the issuer's equity securities.

03

Certain insiders that are required to report their transactions to ensure compliance with SEC regulations.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by insiders of a company, such as executives and directors, to report their trades in the company's stock.

Who is required to file sec form 4?

Insiders of a company, including officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, you need to provide details such as the insider's name, the relationship to the issuer, the transaction date, the type of transaction, the amount of securities involved, the price per security, and any other relevant information.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to promote transparency and prevent insider trading by providing the public with information about the stock transactions of company insiders.

What information must be reported on sec form 4?

Reporting on SEC Form 4 must include the insider's name, the security's title, the transaction date, transaction type (buy or sell), amount of securities involved, price, and the insider's relationship to the company.

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