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Name: Fillable Online Statement of Changes in Beneficial Ownership Fax Email Print - pdfFiller
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This form is used to report changes in beneficial ownership of equity securities under Section 16 of the Securities Exchange Act of 1934. It includes information about the reporting person\'s transactions

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How to fill out sec form 4

01

Obtain a copy of SEC Form 4 from the SEC website or your company's compliance department.

02

Fill in the name of the reporting person in the designated section.

03

Provide details about the person's relationship to the issuer and their role.

04

Enter the date of the transaction that requires reporting.

05

Specify the type of security involved in the transaction (e.g., common stock, options).

06

Indicate the amount of securities involved in the transaction.

07

Specify the price at which the transaction occurred.

08

Include any applicable exemptions or comments related to the transaction.

09

Review the form for accuracy and completeness.

10

Sign the form and submit it electronically or by mailing it to the SEC.

Who needs sec form 4?

01

SEC Form 4 is required for officers, directors, and beneficial owners of a company who engage in transactions involving the company's equity securities.

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What is sec form 4?

SEC Form 4 is a regulatory form used by the U.S. Securities and Exchange Commission (SEC) that requires corporate insiders to report their trades in the company's securities.

Who is required to file sec form 4?

Corporate insiders, which include directors, officers, and any beneficial owners of more than 10% of a class of the company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details such as their relationship to the company, the date of the transaction, the amount of securities involved, the price per share, and any ownership changes.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activities of corporate insiders, ensuring that the public is informed about their buying and selling of securities.

What information must be reported on sec form 4?

Information that must be reported on SEC Form 4 includes the insider's name, relationship to the issuer, transaction date, amount of securities transacted, ownership form, and transaction code.

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