Get the free 2015 Clarus Form ADV Part 2 - Clarus Financial Planning

Form ADV Part 2A February 17, 2015, Claus Financial Planning, Inc. A State of Illinois Registered Investment Advisor 312 W. State Street, Suite 106 Geneva, IL 60134 Phone: 630-492-1244 www.ClarusPlans.com

How to fill out 2015 clarus form adv

How to Fill Out 2015 Clarus Form ADV:

1. Gather all the necessary information: Before starting to fill out the form, gather all the required information such as personal details, company information, assets under management, types of clients, fees and compensation, and any potential conflicts of interest.
2. Begin with Part 1: Start by completing Part 1 of the Clarus Form ADV, which includes general information about your investment advisory business, such as its name, address, and contact details. Provide accurate information and ensure that it reflects the current state of your business.
3. Proceed to Part 2: Move on to Part 2 of the form, where you need to provide details about your services, fees, and types of clients served. This section requires you to disclose any potential conflicts of interest or disciplinary history, if applicable. Take your time and carefully fill out each section, providing accurate and transparent information.
4. Review and revise: Once you have completed both Part 1 and Part 2 of the form, carefully review all the information you've provided. Make any necessary revisions or updates to ensure accuracy. It's crucial to double-check your work to avoid any potential mistakes, omissions, or discrepancies.
5. Attach required documents: Check the instructions provided for the 2015 Clarus Form ADV to ensure you are attaching all the required supporting documents. This may include brochures or additional materials that provide further information about your advisory services.

Who Needs 2015 Clarus Form ADV:

1. Registered Investment Advisers (RIAs): Any investment advisory firm or individual acting as an investment adviser with assets under management of $100 million or more is required to complete and file the 2015 Clarus Form ADV. This includes both state and federally registered advisers.
2. Transparency and Compliance: The purpose of the 2015 Clarus Form ADV is to promote transparency and compliance in the investment advisory industry. By requiring RIAs to disclose relevant information about their business and potential conflicts of interest, the form helps investors make informed decisions and regulators monitor the industry.
3. Legal and Regulatory Obligations: Filling out the Clarus Form ADV is a legal and regulatory obligation for eligible investment advisers. It is essential for maintaining compliance with the Securities and Exchange Commission (SEC) and meeting the reporting requirements under the Investment Advisers Act of 1940.

Remember, the information provided here is a general overview. It is crucial to refer to the specific instructions and guidelines provided with the 2015 Clarus Form ADV, as requirements may vary depending on the jurisdiction and regulatory bodies involved.

For pdfFiller’s FAQs

What is clarus form adv part?

Clarus Form ADV Part is a form required to be filed by investment advisers with the Securities and Exchange Commission (SEC).

Who is required to file clarus form adv part?

Investment advisers registered with the SEC are required to file Clarus Form ADV Part.

How to fill out clarus form adv part?

Clarus Form ADV Part can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of clarus form adv part?

The purpose of Clarus Form ADV Part is to provide information about the investment adviser's business, including its services, fees, and disciplinary history.

What information must be reported on clarus form adv part?

Clarus Form ADV Part requires information such as assets under management, client types, conflicts of interest, and key personnel.

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