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200, 10544 106 Street, Edmonton, Alberta, T5H 2×6 Phone: Fax: E-Mail: Website: 780-432-1962 780-432-4183 info Capet.ca www.capft.ca 2014 PRACTICE PERMIT APPLICATION Under Section 32(1) of the Regulated
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How to fill out CAPFT codes of conduct:

01
First, carefully read the entire CAPFT codes of conduct document to understand its purpose and requirements.
02
Identify any specific sections or areas that are relevant to your role or responsibilities within the organization.
03
Familiarize yourself with the values, principles, and guidelines stated in the codes of conduct.
04
Follow any specific instructions or procedures mentioned for completing the codes of conduct, such as signatures or date requirements.
05
Provide accurate and honest information in the designated fields or sections.
06
If there are any questions or doubts, seek clarification from a supervisor or designated point of contact.
07
Review and proofread your completed codes of conduct form to ensure it is error-free and reflects your understanding of the document.
08
Submit the form according to the specified submission process or deadline.

Who needs CAPFT codes of conduct:

01
Any individuals employed or associated with the CAPFT organization, including employees, volunteers, contractors, and members, are required to abide by the codes of conduct.
02
The codes of conduct are necessary for maintaining ethical standards, fostering a respectful and inclusive environment, and ensuring compliance with relevant laws and regulations.
03
Individuals in positions of leadership, management, or decision-making roles may have a particular responsibility to uphold and enforce the codes of conduct within their respective areas of influence.
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Capft codes of conduct are a set of guidelines and regulations that govern the ethical behavior and standards expected from professionals in the financial industry.
Professionals in the financial industry, such as investment advisors, brokers, and financial planners, are required to file capft codes of conduct.
Capft codes of conduct can be filled out by providing accurate and truthful information about your financial activities and adhering to the ethical standards set forth by the regulatory body.
The purpose of capft codes of conduct is to maintain transparency, integrity, and trust within the financial industry by ensuring that professionals uphold ethical standards in their practices.
Information such as conflicts of interest, financial transactions, and client relationships must be reported on capft codes of conduct.
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