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F.R. 201. 250 a by May 29 2009 with Replies due on June 30 2009. Alan Brian Baiocchi Admin. Proc. No. 3-13380 A. Friedman for the Division of Enforcement Securities and Exchange Commission Alan Brian Baiocchi pro se BEFORE Carol Fox Foelak Administrative Law Judge SUMMARY This Initial Decision bars Alan Brian Baiocchi Baiocchi from association with any broker or dealer based on his conviction of wire fraud. ORDER IT IS ORDERED that pursuant to Section 15 b of the Securities Exchange Act of...
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