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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDINGS RULINGS Release No. 720/August 23, 2012, ADMINISTRATIVE PROCEEDING File No. 3-14848 In the Matter
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OptionsXpress Inc. is a company that offers online brokerage services.
Any individual or entity who has conducted business with OptionsXpress Inc. and meets the filing requirements.
To fill out OptionsXpress Inc. Form THOMAS E, you must provide all the required information accurately and submit it by the deadline.
The purpose of OptionsXpress Inc. Form THOMAS E is to report certain financial transactions and holdings.
Information such as income, expenses, assets, and liabilities must be reported on OptionsXpress Inc. Form THOMAS E.
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