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Name: Fillable Online Statement of Changes in Beneficial Ownership Fax Email Print - pdfFiller
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This document is used to report changes in beneficial ownership of securities by insiders of the company as required by the Securities Exchange Act of 1934.

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the SEC website or your broker.

02

Enter the name of the reporting person at the top.

03

Fill in the relationship of the reporting person to the company.

04

Provide the date of the transaction.

05

Specify the amount of the securities involved.

06

Include the price at which the securities were transacted.

07

Indicate the nature of the ownership (direct or indirect).

08

Provide any additional information or footnotes as required.

09

Review the form for accuracy and completeness.

10

Submit the form electronically through the SEC's EDGAR system or as required.

Who needs sec form 4?

01

Individuals who are officers, directors, or beneficial owners of more than 10% of a class of equity securities of a public company.

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What is sec form 4?

SEC Form 4 is a form that must be filed with the Securities and Exchange Commission to disclose changes in ownership of a company's securities by its insiders, such as officers, directors, and beneficial owners.

Who is required to file sec form 4?

Insiders of a company, including officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details about the security transactions, including the date of the transaction, the amount of securities bought or sold, the price, and the ownership type. The form must be filed electronically through the EDGAR system.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency to the market by disclosing insider trading activities, which helps investors make informed decisions.

What information must be reported on sec form 4?

SEC Form 4 must report information including the insider's name, relationship to the company, date of the transaction, type of transaction (purchase/sale), the amount of securities involved, price per share, and the ownership after the transaction.

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