Get the free Sec Form 4

This form is used to report changes in beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934, including the acquisition or disposal of common stock and derivative

How to fill out sec form 4

How to fill out sec form 4

1. Obtain the SEC Form 4 from the SEC website or your broker.
2. Fill out your name and address at the top of the form.
3. Provide your relationship to the issuer (e.g., officer, director).
4. Enter the name of the security for which the transaction was made.
5. Specify the date of the transaction.
6. Indicate the type of transaction (e.g., purchase, sale, gift).
7. Report the number of shares acquired or disposed of.
8. Include the price at which the shares were acquired or sold.
9. Disclose any previous holdings before the transaction.
10. Review the form for accuracy and sign it.
11. Submit the completed form to the SEC within two business days of the transaction.

Who needs sec form 4?

1. Officers and directors of publicly traded companies.
2. Individuals who own more than 10% of a class of equity securities.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) to report changes in the ownership of securities by company insiders, such as executives, directors, or significant shareholders.

Who is required to file sec form 4?

Individuals who are considered insiders of a company, including officers, directors, and any shareholders who own more than 10% of a class of the company's securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide information such as their relationship to the company, the number of shares bought or sold, the date of the transaction, and the cost per share. The form must be completed and submitted electronically through the SEC's EDGAR system.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to ensure transparency in the trading activities of corporate insiders, thereby providing investors with important information regarding potential conflicts of interest and insider trading.

What information must be reported on sec form 4?

SEC Form 4 requires reporting the insider's name, relationship to the company, date of the transaction, number of shares bought or sold, the price at which the transaction occurred, and any ownership changes resulting from the transaction.