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SECURITIES AND EXCHANGE COMMISSIONFORM 13FHR Initial quarterly Form 13F holdings report filed by institutional managersFiling Date: 20241112 | Period of Report: 20240930 SEC Accession No. 000111541824000011

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How to fill out rhumbline advisers form 13f-hr

01

Obtain the Rhumbline Advisers Form 13F-HR template.

02

Fill out the identifying information in the header, including the name of the institutional investment manager and its SEC file number.

03

Enter the period end date for the report.

04

List the investment securities owned by the institutional investment manager in the appropriate sections, detailing the number of shares and the value of each security.

05

Ensure that each line item includes the relevant CUSIP number for the securities listed.

06

Include the required signature and title of the person responsible for certifying the filing.

07

Review the form for accuracy and completeness.

08

Submit the completed form to the SEC electronically via EDGAR.

Who needs rhumbline advisers form 13f-hr?

01

Institutional investment managers that have discretion over $100 million or more in securities.

02

Companies that beneficially own securities and are required to report their holdings to the SEC.

03

Investment firms required to disclose their equity holdings to promote transparency in the market.

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What is rhumbline advisers form 13f-hr?

Rhumbline Advisers Form 13F-HR is a regulatory filing required by the Securities and Exchange Commission (SEC) which institutional investment managers must submit quarterly. It reports their holdings of certain securities.

Who is required to file rhumbline advisers form 13f-hr?

Institutional investment managers that have investment discretion over $100 million or more in securities are required to file Form 13F-HR.

How to fill out rhumbline advisers form 13f-hr?

To fill out Form 13F-HR, institutional investment managers must compile a list of their qualifying securities, including details such as the name of the issuer, the class of securities, and the number of shares owned. This information is then submitted electronically to the SEC.

What is the purpose of rhumbline advisers form 13f-hr?

The purpose of Form 13F-HR is to provide transparency in the holdings of institutional investment managers, allowing the public and regulators to assess their investment positions and strategies.

What information must be reported on rhumbline advisers form 13f-hr?

Form 13F-HR must report information including the name of the issuer, the class of securities, the CUSIP number, the number of shares owned, and the aggregate fair market value of those securities.

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