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This document provides a detailed account of the portfolio holdings and financial statistics for the John Hancock ExchangeTraded Fund Trust for the period ending January 31, 2022.

How to fill out form nport-p

How to fill out form nport-p

1. Obtain the NPORT-P form from the appropriate regulatory authority or website.
2. Read the instructions carefully to understand the requirements for filling out the form.
3. Provide your organization's name, address, and contact information in the designated section.
4. Fill in the reporting period for which you are submitting the form.
5. Include the details of the investments, such as types of securities, values, and any relevant transaction information.
6. Review and ensure that all numerical data is accurate and properly formatted.
7. Sign and date the form, certifying that the information is true and complete.
8. Submit the completed form by the specified deadline, following the submission instructions provided.

Who needs form nport-p?

1. Investment companies or funds that are required to report their portfolio holdings.
2. Regulatory bodies overseeing securities and investment compliance.
3. Investors looking for transparency in the portfolio management of their investments.

Understanding the NPORT-P Form: A Comprehensive Guide for Fund Managers

Overview of the NPORT-P Form

The NPORT-P Form serves an essential function for investment companies, primarily focused on the disclosure of portfolio holdings. It requires quarterly filings to provide regulators and investors with transparent information regarding the fund's investments and performance metrics.

Certain investment companies, including mutual funds and exchange-traded funds (ETFs), are mandated to complete this form. This is especially relevant for funds that trade on U.S. exchanges, as they are subject to strict oversight under the Investment Company Act.

• Purpose: To ensure transparency and regulatory compliance regarding disclosure of fund investments.
• Who needs to file: Registered investment companies such as mutual funds and ETFs.
• Key dates: Quarterly filings are required within 60 days after the end of each fiscal quarter.

Detailed breakdown of the NPORT-P Form components

The NPORT-P Form is meticulously structured into five parts, each focusing on different aspects of the fund's performance and structure, ensuring comprehensive data disclosure.

Part A: General Information

Part A gathers identifying information about the registrant. This might include the name, address, and contact details of the investment company. Additionally, this section gives an overview of the funds and portfolios that fall under the registrar, enabling regulators to efficiently assess the filing.

Part B: Information About the Fund

In Part B, financial highlights are reported, encompassing key information such as total assets, total liabilities, and net assets. It’s crucial for fund managers to calculate these metrics accurately, as they reflect the fund's health and attractiveness to investors.

Part : Schedule of Portfolio Investments

This component is vital as it lists all the investments held within the fund. Fund managers must categorize each investment properly, label them with relevant metrics, and provide clear identification of investment types and valuations. Accurate detailing promotes transparency and investor confidence.

Part : Risk Metrics and Valuation

Part D outlines various risk metrics associated with the portfolio. It includes details on derivatives transactions and any potential exposure related to these financial instruments. Fund managers should aim to illustrate all risks comprehensively to ensure that investors understand the potential fluctuations in fund performance.

Part E: Explanatory Notes

Explanatory notes offer additional insights into the reported data. This is a chance to clarify complex portions of the report, ensuring stakeholders fully grasp the implications of the figures presented. Common issues and clarifications related to the report can be effectively communicated here.

Completing the NPORT-P Form

Filling out the NPORT-P Form requires precision and attention to detail. Here is a step-by-step guide to assist fund managers in navigating each part.

Part A: Filling out general information

Begin by accurately entering the registrant's identifying details in Part A. It's essential for this information to be consistent across all documentation for credibility.

Part B: How to accurately report financial data

Part B requires a careful report on financial data. Ensure all figures reflect the most recent quarterly performance and align with generally accepted accounting principles (GAAP).

Part : Guidelines for listing investments

In Part C, create a complete inventory of portfolio investments. Use distinct categories for asset types—equities, fixed income, etc.—and provide up-to-date valuations based on market data.

• Double-check for accuracy while entering financial figures.
• Avoid ambiguities in investment classifications.
• Review the risk metrics thoroughly to prevent misrepresentations.

Submission of the NPORT-P Form

Once the NPORT-P Form is accurately completed, fund managers must submit it digitally via the SEC’s EDGAR system. Electronic submission has become standardized, making the process more efficient.

Digital submission requirements

Ensure the document adheres to file format requirements; typically, submissions must be made in XML format. Follow any size specifications to avoid technical rejections.

Understanding the review process post-submission

After submission, the SEC performs a review process to verify accuracy and compliance. Missing or incomplete information may lead to delays and necessitate amendments.

Frequently Asked Questions (FAQs)

To address common inquiries regarding the NPORT-P Form, here are some FAQs that fund managers often have.

• What happens if the NPORT-P Form is filed late? - A late filing can lead to penalties and scrutiny from regulatory bodies.
• How to correct mistakes on the NPORT-P Form? - Errors should be corrected promptly through a revised filing.
• Are all reports made public? - Most of the information in the NPORT-P Form is publicly available, except for certain proprietary data.

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• Editing PDFs with ease - Easily modify sections of the NPORT-P Form to ensure accurate reporting.
• eSigning capability for quick approvals - Quickly collect necessary signatures from stakeholders.
• Collaboration features for team input - Multiple users can work on the form simultaneously, streamlining the process.

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Contact support for further assistance

For those seeking support while filling out the NPORT-P Form, pdfFiller provides expert help. Users can access assistance through various channels, including chat support and dedicated resources.

• Contact directly through the support chat for immediate assistance.
• Explore support articles accessible via pdfFiller for common issues.

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In addition to the NPORT-P Form, pdfFiller offers a suite of form management solutions that can enhance compliance and documentation efficiency.

• Overview of form management solutions by pdfFiller - A comprehensive toolkit for document handling.
• Comparison of NPORT-P with other relevant forms - Understand how the NPORT-P fits into the larger regulatory landscape.

Stay updated with regulatory changes

Regulatory environments can change rapidly. It’s essential for fund managers to keep track of these shifts to ensure compliance regarding the NPORT-P Form.

• Resources to keep track of changes to NPORT-P requirements - Follow industry news and the SEC's updates.
• How pdfFiller can help you stay compliant - Features that notify users of updates and compliance tools.

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What is form nport-p?

Form NPORT-P is a regulatory filing required by the U.S. Securities and Exchange Commission (SEC) for certain registered investment companies, specifically for reporting portfolio holdings on a monthly basis.

Who is required to file form nport-p?

Investment companies that are registered under the Investment Company Act of 1940 and that offer shares to the public are required to file Form NPORT-P, particularly those that are open-end funds.

How to fill out form nport-p?

To fill out Form NPORT-P, investment companies must provide detailed information about their portfolio holdings, including the identity of the securities, the number of shares held, and their value. This information must be compiled monthly and submitted to the SEC within a specific deadline.

What is the purpose of form nport-p?

The purpose of Form NPORT-P is to enhance transparency in the investment industry by providing regulators and investors with timely information about the portfolio holdings of investment companies.

What information must be reported on form nport-p?

Form NPORT-P must report information such as the names of the securities held, the number of shares, the value of the holdings, the investment strategies being employed, and any other relevant portfolio characteristics.