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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December
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The US Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry, enforcing securities laws, and protecting investors.
Publicly traded companies, investment companies, broker-dealers, and other market participants are required to file with the SEC.
Companies can file electronically through the SEC's EDGAR system or submit paper filings according to the specific form requirements.
The SEC's main purpose is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Companies must report financial statements, executive compensation, ownership information, and other material information relevant to investors.
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