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SECURITIES & EXCHANGE COMMISSION FORM SEC 9A (To be completed in duplicate) APPLICATION FORM FOR RENEWAL OF REGISTRATION FOR CORPORATE BODIES UNDER THE INVESTMENTS AND SECURITIES ACT 1999 INSTRUCTIONS:
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It is a form used for reporting certain transactions to the SEC.
Any entity or individual involved in the specified transactions.
The form can be filled out electronically on the SEC's website.
The purpose is to provide transparency and accountability in certain financial transactions.
Details of the transactions including parties involved, amounts, and dates.
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