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NYSE Area Equities, Inc. Application for Market Maker* Registration *Includes Market Maker & Lead Market Maker TABLE OF CONTENTS Page Application Process 2 Checklist 3 Explanation of Terms 4 Application

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NYSE Arca Equities Inc is an electronic stock exchange that lists over 8,000 exchange-traded products.

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Firms that are listed on NYSE Arca Equities Inc are required to file regulatory reports with the exchange.

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Firms can fill out the regulatory reports for NYSE Arca Equities Inc electronically through the exchange's designated platform.

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