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EMIR Collateral and Valuation Reporting for Clients ICE Link 24 JULY 2014EMIR Regulatory Reporting Mandate Background Article 9 of the European Market Infrastructure Regulation (EMIR) mandates reporting

How to fill out emir collateral and valuation

How to fill out emir collateral and valuation?

Gather all the necessary information:

1. Obtain the legal agreements regarding collateral and valuation under EMIR regulations.
2. Collect the relevant data regarding the transactions, including trade details, counterparties, and collateral types.

Determine the applicable collateral types:

1. Understand the different types of collateral that can be used, such as cash, government securities, corporate bonds, or equities.
2. Analyze the specific requirements and preferences of the trading counterparties involved.

Calculate the valuation amounts:

1. Use appropriate methods and models to calculate the value of the collateral based on its specific characteristics, such as market prices, credit ratings, and haircuts.
2. Ensure accurate valuations for each collateral type, taking into account any potential fluctuations in market conditions.

Enter the collateral and valuation details:

1. Fill out the relevant forms, such as the EMIR collateral schedule or valuation report.
2. Input the calculated valuation amounts and specify the type and location of the collateral being provided.

Document the collateral agreements:

1. Keep a record of the collateral agreements and any additional documentation required by EMIR regulations.
2. Maintain proper documentation to facilitate transparency, audits, and regulatory compliance.

Who needs emir collateral and valuation?

1. Financial Institutions: Banks, investment firms, and other financial institutions involved in derivative transactions are obligated to comply with EMIR regulations.
2. Non-Financial Counterparties: Companies that meet certain threshold criteria for derivative transactions are also required to comply with EMIR rules, including collateral and valuation requirements.
3. Central Counterparties (CCPs) and Clearing Members: Entities that operate as CCPs or clearing members for derivative transactions must implement EMIR collateral and valuation procedures.
4. Regulators: Regulatory authorities responsible for overseeing financial markets and ensuring compliance play a vital role in enforcing EMIR collateral and valuation requirements.

In summary, filling out EMIR collateral and valuation involves gathering the necessary information, determining the applicable collateral types, calculating valuation amounts, entering the details in relevant forms, and documenting the agreements. It is mandatory for financial institutions, non-financial counterparties, CCPs, clearing members, and regulators to adhere to these requirements.

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What is emir collateral and valuation?

EMIR (European Market Infrastructure Regulation) collateral and valuation refers to the requirement for counterparty to exchange collateral for over-the-counter (OTC) derivative contracts and to regularly mark-to-market the value of the collateral.

Who is required to file emir collateral and valuation?

Any entity or individual who engages in OTC derivative transactions within the European Union (EU) is required to file EMIR collateral and valuation.

How to fill out emir collateral and valuation?

EMIR collateral and valuation can be filled out electronically through approved trade repositories or service providers. The process involves providing details of OTC derivative transactions, collateral exchanged, and marking-to-market the value of the collateral.

What is the purpose of emir collateral and valuation?

The purpose of EMIR collateral and valuation is to mitigate counterparty credit risk, increase transparency in OTC derivative markets, and enhance financial stability.

What information must be reported on emir collateral and valuation?

The information reported on EMIR collateral and valuation includes details of the OTC derivative contracts, the collateral exchanged, and the valuation of the collateral.