Get the free Form 10-Q Exhibit 31 March 31, 2014 - US Global Investors

U.S. GLOBAL INVESTORS, INC. MARCH 31, 2014, QUARTERLY REPORT ON FORM 10Q EXHIBIT 31 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANESOXLEY ACT OF 2002 I, Frank E. Holmes,

How to fill out form 10-q exhibit 31

How to fill out form 10-q exhibit 31:

1. Familiarize yourself with the purpose of form 10-q exhibit 31. This form is a required filing for companies listed on the U.S. stock exchanges, which provides information about the financial statements of the company.
2. Obtain the necessary documents and information. You will need the company's financial statements, including the balance sheet, income statement, and cash flow statement. Additionally, you will need any accompanying notes or disclosures related to these statements.
3. Complete the form by entering the relevant information in each section. Follow the instructions provided by the Securities and Exchange Commission (SEC) for filling out the form accurately. Ensure that you accurately complete all required fields and provide the requested information clearly.
4. Review the form for accuracy and completeness. Double-check all the information entered to ensure its accuracy. Make sure that all calculations are correct, and cross-verify the data against the original financial statements to ensure consistency.
5. Sign and date the form. Once you are confident that the form is accurate, sign and date it as required by the SEC regulations. Ensure that the signatories are authorized individuals within the company.
6. Submit the form. File the completed form 10-q exhibit 31 electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system within the specified filing deadlines. Retain a copy of the filed form for your records.
7. Monitor for any updates or amendments to the form. Stay up to date with any changes in regulations or form requirements to ensure ongoing compliance with SEC regulations.

Who needs form 10-q exhibit 31:

1. Publicly traded companies listed on the U.S. stock exchanges are required to file form 10-q exhibit 31. This includes companies that issue securities registered under the Securities Act of 1933.
2. Companies that are subject to the reporting requirements of the Securities Exchange Act of 1934, which usually includes companies with a certain number of shareholders and a certain level of assets.
3. Companies that have issued securities to the public through an initial public offering (IPO) or follow-on offerings, as they are required to provide investors with regular updates and disclosures about their financial performance and operations.

Please note that this answer provides a general overview and guidance. It is essential to consult legal and accounting professionals to ensure compliance with specific regulations and requirements pertaining to form 10-q exhibit 31.

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What is form 10-q exhibit 31?

Form 10-Q Exhibit 31 is the section of the quarterly report that presents the certification of the CEO and CFO regarding the design and effectiveness of internal control over financial reporting.

Who is required to file form 10-q exhibit 31?

Public companies listed on U.S. stock exchanges are required to file Form 10-Q Exhibit 31 with the Securities and Exchange Commission.

How to fill out form 10-q exhibit 31?

Form 10-Q Exhibit 31 must be filled out by the CEO and CFO of the company, certifying the accuracy and effectiveness of internal control over financial reporting.

What is the purpose of form 10-q exhibit 31?

The purpose of Form 10-Q Exhibit 31 is to provide assurance to investors and stakeholders that the company's internal controls are reliable and effective in ensuring the accuracy of financial reporting.

What information must be reported on form 10-q exhibit 31?

Form 10-Q Exhibit 31 requires the CEO and CFO to certify that they have designed internal control over financial reporting to provide reasonable assurance.