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January 26, 2015INVESTMENT FUNDS, ADVISERS AND DERIVATIVES UPDATE2015 Update for Investment Advisers Important Annual Requirements; SEC Exam Priorities for 2015; Recent SEC Enforcement Initiatives;
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Investment funds advisers are individuals or companies that provide advice on investment funds to clients.
Investment funds advisers are required to file if they meet certain criteria set by regulatory authorities.
To fill out the investment funds advisers form, you will need to provide detailed information about your advisory activities and potentially other financial disclosures.
The purpose of investment funds advisers is to ensure that clients receive accurate and reliable advice on their investment choices.
Information that must be reported on investment funds advisers includes the adviser's background, fees, and services offered.
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