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Advisor manual California YMCA Youth & Government 2000 Alameda de leis Pulleys #128 San Mateo, CA 94403 650.522.YMCA Web: mun.CNLAMCA.org Email: mun CNLAMCA.org Program Dates & Deadlines 9th annual
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Advisor manual - California is a document that outlines the policies and procedures of a financial advisor operating in California.
All financial advisors operating in California are required to file an advisor manual.
The advisor manual must be filled out with detailed information about the advisor's business practices, compliance policies, and client communication procedures.
The purpose of advisor manual - California is to ensure that financial advisors in the state operate in a transparent and compliant manner.
The advisor manual must include information about the advisor's background, services offered, fees charged, and potential conflicts of interest.
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