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CONSOLIDATED UP TO 5 MAY 2015 This consolidation is provided for your convenience and should not be relied on as authoritative NATIONAL INSTRUMENT 45-102 RESALE OF SECURITIES PART 1 DEFINITIONS 1.1
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How to fill out national instrument 45102 resale

How to fill out national instrument 45102 resale:
01
Start by gathering all the necessary information and documents required to complete the form. This may include details about the securities being sold, the purchaser's information, and any relevant supporting documents.
02
Carefully read through the form and instructions provided by the regulatory authority to ensure you understand the requirements and obligations.
03
Begin filling out the form by entering your personal information as the seller, including your name, address, and contact details.
04
Provide details about the securities being sold, such as the type of security, the number of shares or units being sold, and any relevant security identification numbers.
05
If the resale involves any exemptions or specific provisions under national instrument 45102, ensure that you accurately input the necessary details in the designated sections of the form.
06
Carefully review all the information entered on the form to check for any errors or omissions. Correct any mistakes before proceeding.
07
Sign and date the completed form, indicating your agreement to the information provided and your compliance with national instrument 45102.
08
Submit the form and any required supporting documents to the appropriate regulatory authority as specified in the instructions.
Who needs national instrument 45102 resale:
01
Individuals or entities who intend to sell securities in a specified jurisdiction where national instrument 45102 applies.
02
Those who are subject to the regulations and requirements outlined in national instrument 45102, which govern the resale of securities and various exemptions or provisions that may apply.
03
Sellers who are looking to ensure compliance with the regulatory framework and legal obligations related to the resale of securities in the specified jurisdiction.
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What is national instrument 45102 resale?
National Instrument 45-102 Resale Restrictions is a regulation that sets out the conditions under which securities acquired under certain exemptions from prospectus requirements can be resold.
Who is required to file national instrument 45102 resale?
Any entity or individual that holds securities acquired under exemptions such as private placements or employee stock option plans is required to file NI 45-102 Resale Restrictions if they intend to sell those securities.
How to fill out national instrument 45102 resale?
To fill out NI 45-102 Resale Restrictions, entities must provide information about the securities being sold, the exemptions under which they were acquired, and details about the intended sale.
What is the purpose of national instrument 45102 resale?
The purpose of NI 45-102 Resale Restrictions is to ensure that securities acquired under exemptions are not immediately resold in the market, which could potentially cause disruptions or manipulate market prices.
What information must be reported on national instrument 45102 resale?
Information such as the type and amount of securities being sold, the exemption under which they were acquired, the intended sale price, and any other relevant details must be reported on NI 45-102 Resale Restrictions.
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