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Action News The Official Publication of the Southwestern Indiana Builders Association 2175 N. Cullen Ave. Evansville, IN 47715 8124796026 www.SIBAonline.org December 2014 Happy Holidays Upcoming Events
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December - SIBA stands for December Subpart IB of the Securities Information Barrier Audit for investment firms.
Investment firms and financial institutions are required to file December - SIBA.
December - SIBA can be filled out electronically through the designated regulatory platform or by submitting the required documentation to the relevant authorities.
The purpose of December - SIBA is to ensure that investment firms have adequate information barriers in place to prevent conflicts of interest.
December - SIBA requires the reporting of information related to information barriers, conflict of interest policies, and internal controls.
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