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LETTER OF TRANSMITTAL FRONTERA RESOURCES CORPORATION Removal of Restrictive Legends From Certificates Representing Common Stock, Par Value $0.0004 per share If US resident Deliver To: Computer share

How to fill out removal of restrictive legends

How to fill out removal of restrictive legends:

1. Identify the securities: Begin by determining the specific securities for which you need a removal of restrictive legends. This could include stocks, bonds, or other types of securities.
2. Gather necessary documents: Collect all the relevant documents required for the removal process. This typically includes the original certificates or statements that contain the restrictive legends.
3. Contact the issuer or transfer agent: Reach out to the issuer of the securities or their designated transfer agent. This can usually be done by finding the contact information on the company's website or through a quick online search.
4. Request removal forms: Inquire about the specific forms or procedures necessary for requesting the removal of restrictive legends. The issuer or transfer agent will provide you with the relevant forms or instructions.
5. Fill out the forms: Carefully complete all the required fields on the removal forms. This may include providing your contact information, details about the securities, and any supporting documents.
6. Include additional documentation: Attach any additional documentation requested by the issuer or transfer agent. This could include proof of ownership, legal opinions, or other supporting materials.
7. Submit the forms: Send the completed forms and supporting documents to the issuer or transfer agent. Make sure to follow any specified submission instructions, such as sending them via certified mail or using an online submission portal.
8. Pay any required fees: Some issuers or transfer agents may charge a fee for processing the removal of restrictive legends. Check if there are any applicable fees and ensure they are included with your submission.
9. Follow up: After submitting the forms, keep track of the progress of your removal request. You may need to follow up with the issuer or transfer agent to ensure everything is being processed correctly.

Who needs removal of restrictive legends?

1. Shareholders: Shareholders who have previously acquired restricted securities may need removal of restrictive legends if they meet certain criteria, such as holding the securities for a specific period or complying with other legal requirements.
2. Security holders seeking liquidity: Individuals or institutions looking to sell their restricted securities on the secondary market may require removal of restrictive legends. These legends can hinder the marketability and transferability of the securities.
3. Companies undergoing mergers or acquisitions: During the process of merging with or acquiring another company, there may be a need to remove restrictive legends from the securities involved. This ensures smoother integration and alignment of securities for the new entity.
4. Estate administrators or beneficiaries: In cases where an estate includes restricted securities, the estate administrators or beneficiaries may need to go through the removal process to facilitate the proper transfer or distribution of assets.
5. Legal entities undertaking restructuring: Entities undergoing restructuring, such as reorganizations, spin-offs, or liquidations, may require the removal of restrictive legends to comply with legal or regulatory obligations.

Note: The specific circumstances and requirements for removal of restrictive legends may vary depending on jurisdiction, securities regulations, and individual circumstances. It is important to consult legal professionals or experts in the field for guidance tailored to your specific situation.

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What is removal of restrictive legends?

Removal of restrictive legends is the process of removing any limitations or restrictions on the trading of securities, typically found on stock certificates.

Who is required to file removal of restrictive legends?

The holder of the restricted securities or their authorized representative is required to file for the removal of restrictive legends.

How to fill out removal of restrictive legends?

To fill out removal of restrictive legends, the holder must typically submit a request to the transfer agent or issuer of the securities, providing necessary documentation.

What is the purpose of removal of restrictive legends?

The purpose of removal of restrictive legends is to allow the unrestricted trading of securities in the open market.

What information must be reported on removal of restrictive legends?

Information such as the name of the holder, details of the securities, and reason for requesting removal must be reported on removal of restrictive legends.