Get the free Market Making Agreement - London Stock Exchange Group

Market Maker Agreement MARKET MAKER AGREEMENT THIS AGREEMENT is made BETWEEN: (1) London Stock Exchange plc, under registration number 02075721, of 10 Paternoster Square, London EC4M 7LS. (the Exchange)

How to fill out market making agreement

How to fill out a market making agreement:

1. Start by carefully reading through the entire market making agreement document. Make sure you understand all the terms, conditions, and obligations outlined in the agreement.
2. Fill in the relevant personal and company information as requested in the agreement. This may include your name, contact details, and your company's information such as name, address, and business registration number.
3. Review the specific responsibilities and obligations outlined in the agreement. Take note of any requirements or actions you need to undertake, such as providing regular liquidity for specific securities or meeting certain trading volume targets.
4. If there are any sections or clauses in the agreement that are unclear or require further clarification, reach out to the counterparty or legal representatives involved to seek clarification. It is important to have a clear understanding of the terms you are agreeing to.
5. Once you have reviewed and understood the agreement, sign and date the document in the designated spaces. If there are multiple parties involved, ensure that all relevant parties sign the agreement.

Who needs a market making agreement:

1. Financial institutions and investment banks: These entities often engage in market making activities to provide liquidity in the financial markets for various securities such as stocks, bonds, and derivatives.
2. Stock exchanges: Market making agreements are commonly used by stock exchanges to ensure a fair and orderly market by incentivizing market makers to provide liquidity in specific securities listed on the exchange.
3. Issuers of securities: Companies that issue securities often seek market making agreements to ensure a stable and liquid market for their securities, which can help attract investors and maintain market confidence in their offerings.
4. Traders and investors: Market making agreements can also be relevant for individual traders and investors who wish to engage in market making activities themselves. These agreements can provide legal clarity and protection for both parties involved.

In summary, filling out a market making agreement involves carefully reviewing the terms, providing the necessary information, understanding the obligations, seeking clarification if needed, and signing the document. Market making agreements are commonly utilized by financial institutions, stock exchanges, issuers of securities, and individual traders.

For pdfFiller’s FAQs

How do I execute market making agreement online?

Filling out and eSigning market making agreement is now simple. The solution allows you to change and reorganize PDF text, add fillable fields, and eSign the document. Start a free trial of pdfFiller, the best document editing solution.

Can I edit market making agreement on an Android device?

You can edit, sign, and distribute market making agreement on your mobile device from anywhere using the pdfFiller mobile app for Android; all you need is an internet connection. Download the app and begin streamlining your document workflow from anywhere.

How do I fill out market making agreement on an Android device?

Use the pdfFiller app for Android to finish your market making agreement. The application lets you do all the things you need to do with documents, like add, edit, and remove text, sign, annotate, and more. There is nothing else you need except your smartphone and an internet connection to do this.

What is market making agreement?

Market making agreement is a contract between a market maker and an exchange, where the market maker agrees to maintain a certain minimum level of liquidity in a specific financial instrument.

Who is required to file market making agreement?

Market makers who engage in market making activities on an exchange are required to file a market making agreement.

How to fill out market making agreement?

Market making agreements can be filled out by providing information about the market maker, the financial instrument being traded, the liquidity requirements, and any other terms and conditions agreed upon.

What is the purpose of market making agreement?

The purpose of a market making agreement is to ensure that there is enough liquidity in the market for a specific financial instrument, which helps to maintain an orderly and efficient market.

What information must be reported on market making agreement?

Information such as the details of the market maker, the financial instrument, the minimum liquidity requirements, and any other terms and conditions must be reported on a market making agreement.