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Paul K. Grassi Jr. formerly a member of the New York Stock Exchange Inc. NYSE or Exchange and a floor broker associated with CIBC World Markets CIBC appeals from disciplinary action taken against him by the NYSE. The NYSE determined that Grassi engaged in acts detrimental to the interest or welfare of the Exchange in violation of NYSE Rule 476 a 7 1/ when he obtained a blank prescription form from a medical office that was located on the Exchange s premises and that the Exchange made...
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What is paul grassi nyse form?
Paul Grassi NYSE form is a form that must be filed by individuals or entities who have transactions involving securities listed on the New York Stock Exchange.
Who is required to file paul grassi nyse form?
Individuals or entities who have transactions involving securities listed on the New York Stock Exchange are required to file Paul Grassi NYSE form.
How to fill out paul grassi nyse form?
Paul Grassi NYSE form can be filled out online through the NYSE website or submitted through a designated filing service provider.
What is the purpose of paul grassi nyse form?
The purpose of Paul Grassi NYSE form is to provide transparency and accountability in transactions involving securities listed on the New York Stock Exchange.
What information must be reported on paul grassi nyse form?
Paul Grassi NYSE form requires reporting of information such as details of the transactions, parties involved, and any related financial interests.
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