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OMB APPROVAL Securities and Exchange Commission Washington, DC 20549 Form SCI Page 1 of OMB Number: 32350703 Expires: September 30, 2018, Estimated average burden per response: 25 Hrs. File No. SCInameYYYY###

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What is form sci?

Form SCI stands for System Compliance Initiative and it is a regulatory form that must be filed by certain securities exchanges and clearing agencies.

Who is required to file form sci?

Securities exchanges and clearing agencies are required to file form SCI.

How to fill out form sci?

Form SCI can be filled out electronically and submitted through the SEC's EDGAR system.

What is the purpose of form sci?

The purpose of form SCI is to ensure that securities exchanges and clearing agencies have proper systems in place to prevent and respond to potential system issues and disruptions.

What information must be reported on form sci?

Form SCI requires information regarding an entity's systems, processes, and procedures related to trading and clearing activities.

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