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Form ADV Part 2A Brochure Cover Page Atlas Capital Management Corp 80147277 11130 Goldwater Road Suite 104 Fort Wayne, IN 46845 Phone: (260) 6372857 Email: atlas cap ACM.biz Web: www.atlascapitalmanagement.com
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How to fill out form adv part 2a
How to fill out Form ADV Part 2A:
01
Start by obtaining the Form ADV Part 2A. This form is required for registered investment advisers (RIAs) to provide important information to clients, including their background, services offered, and fees charged.
02
Begin filling out the form by providing your firm's name, address, and contact information. This section typically includes details about your registration status and the jurisdictions in which you operate.
03
Next, describe your firm's business, including the types of services you offer, your investment strategies, and any minimum account requirements. It's important to be clear and concise in your descriptions to help clients understand your offerings.
04
Provide information about your firm's key personnel, including investment advisors and their professional backgrounds. Include details such as their education, relevant certifications, and any disciplinary history.
05
Disclose any material conflicts of interest that your firm may have. This can include financial arrangements, affiliations, or any other factors that might compromise your ability to act in clients' best interests.
06
Describe your fee structure and how your firm is compensated. This section should include details about any performance-based fees, management fees, or other charges that clients can expect.
07
Discuss any additional charges or expenses that clients may incur as part of your services. This can include transaction costs, custody fees, or any other fees not covered under the regular fee schedule.
08
Provide information about your firm's disciplinary history, including any legal or regulatory actions taken against the firm or its employees. Be sure to include any pending or settled complaints that clients should be aware of.
09
Finally, review the completed Form ADV Part 2A for accuracy and completeness. Ensure that all required sections have been addressed and that the information provided is up to date.
Who needs Form ADV Part 2A?
01
Registered investment advisers (RIAs) are required to complete Form ADV Part 2A. This includes individuals or firms that provide financial advice or manage client assets for a fee.
02
Form ADV Part 2A helps provide transparency and clarity to clients about the services, fees, and potential conflicts of interest that RIAs may have.
03
Clients who are considering hiring an RIA or seeking financial advice can request a copy of Form ADV Part 2A to understand the RIA's background, qualifications, and business practices.
04
Regulatory bodies, such as the Securities and Exchange Commission (SEC) or state securities agencies, may also request a copy of Form ADV Part 2A to ensure compliance with regulatory requirements.
In summary, to fill out Form ADV Part 2A, RIAs must provide accurate and detailed information about their firm's background, services, fees, and potential conflicts of interest. This form is important for clients to make informed decisions about hiring an RIA and for regulatory bodies to oversee compliance.
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