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Regulatory Circular 11006 Date: December 13, 2011, To: ETP Holders From: Stephanie Martin, Director of Regulation Re: Electronic Blue Sheet (EBS) Submissions NSW and ISG Enhance Electronic Blue Sheet
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The rc 11-006 electronic bluesheetsdoc is a form used to report trading activity to regulatory authorities.
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Broker-dealers and investment firms are required to file rc 11-006 electronic bluesheetsdoc.
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Information such as trade details, customer information, and account numbers must be reported on rc 11-006 electronic bluesheetsdoc.
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