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UPPING HIGH SCHOOL RESPECTFUL, INVOLVED, & KNOWLEDGEABLE 21 Academy Street. Upping, NH 03042 (P) 603.679.5472 (F) 603.679.2966 www.sau14.org March 29, 2012, Dear Parents and/or Guardians: Upping High
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November 5 - SAU (Semiannual Update) is a report that must be filed by certain entities with the Securities and Exchange Commission.
Entities like investment advisers with assets under management between $25 million and $100 million are required to file November 5 - SAU.
November 5 - SAU must be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of November 5 - SAU is to provide updated information about the operations and financial condition of certain investment advisers.
Information such as changes in ownership, disciplinary history, and client complaints must be reported on November 5 - SAU.
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