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2015 AFA Adviser of the Year Award Application form To enter the 2015 AFA Adviser of the Year Award please complete and return this Application form by 6pm on Friday 17 July 2015. For more information

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What is afa adviser of form?

The afa adviser of form is a document that registered investment advisers must file with the Securities and Exchange Commission (SEC).

Who is required to file afa adviser of form?

Registered investment advisers are required to file afa adviser of form.

How to fill out afa adviser of form?

Registered investment advisers can fill out afa adviser of form online through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

What is the purpose of afa adviser of form?

The purpose of afa adviser of form is to provide the SEC with information about the adviser's business, conflicts of interest, and other important details.

What information must be reported on afa adviser of form?

Information such as assets under management, number of clients, types of services provided, fee schedule, and any disciplinary history must be reported on afa adviser of form.

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