Get the free MANAGER SELECTION DUE DILIGENCE OVERSIGHT - FRA LLC

EARN UP TO 12 CPE CREDITS FINANCIAL RESEARCH ASSOCIATES PRESENTS MANAGER SELECTION, DUE DILIGENCE & OVERSIGHT A Think Tank for Institutional Investors N O V E M B E R 910, 2015 THE PRINCETON CLUB

How to fill out manager selection due diligence

How to fill out manager selection due diligence:

Conduct a thorough background check on the manager:

1. Research their qualifications, experience, and track record.
2. Look for any regulatory or disciplinary actions against them.
3. Verify their educational background and professional certifications.

Evaluate their investment strategy and performance:

1. Review their historical performance and compare it to industry benchmarks.
2. Understand their investment philosophy and how it aligns with your goals.
3. Assess their risk management processes and how they handle market fluctuations.

Assess their fees and expenses:

1. Understand the fee structure and determine if it is reasonable and transparent.
2. Consider any additional expenses such as transaction costs or administrative fees.
3. Compare the fees with similar managers in the market to ensure competitiveness.

Evaluate their client base and references:

1. Seek feedback from existing and former clients to gauge satisfaction levels.
2. Interview references or request client testimonials to validate their claims.
3. Assess the manager's ability to effectively communicate and meet client needs.

Review their operational infrastructure and team:

1. Evaluate the manager's operational processes, systems, and technology.
2. Assess the team's expertise, stability, and depth of knowledge.
3. Consider the manager's succession plan for key team members.

Who needs manager selection due diligence?

Institutional investors:

1. Pension funds, endowments, and foundations that rely on professional managers.
2. Insurance companies and sovereign wealth funds seeking to optimize returns.
3. Investment consultants and wealth managers performing due diligence on behalf of clients.

Individual investors:

1. High-net-worth individuals looking to delegate investment decisions.
2. Family offices requiring professional management of their wealth.
3. Retirees or individuals seeking to invest their savings for income generation.

Fund-of-fund managers:

1. Professionals responsible for selecting and allocating capital to multiple managers.
2. These managers perform due diligence on behalf of their own investors.
3. They need to ensure the selected managers align with their investment strategies.

For pdfFiller’s FAQs

What is manager selection due diligence?

Manager selection due diligence is the process of thoroughly researching and evaluating potential investment managers before making a selection.

Who is required to file manager selection due diligence?

Investors or organizations responsible for selecting investment managers are required to file manager selection due diligence.

How to fill out manager selection due diligence?

Manager selection due diligence can be filled out by gathering information on the investment manager's performance, track record, investment strategy, fees, and risk management practices.

What is the purpose of manager selection due diligence?

The purpose of manager selection due diligence is to ensure that investment managers meet the criteria and standards set by the investors or organizations, and to make informed decisions on selecting the right manager for investment.

What information must be reported on manager selection due diligence?

Information that must be reported on manager selection due diligence includes the investment manager's performance history, investment philosophy, risk management processes, fee structure, and compliance record.

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