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Proposal to delete certain BATS Rules to conform the Rules of the Exchange with the rules of other exchanges.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a form used by self-regulatory organizations (SROs) to submit proposed rule changes to the U.S. Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must complete the form by providing information about the proposed rule change, including a description of the change, its purpose, and any supporting materials required by the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to allow SROs to inform the SEC and the public about proposed amendments to their rules, ensuring transparency and compliance with securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report details such as the text of the proposed rule change, the effective date of the proposed changes, a statement of the statutory basis for the proposal, and any comments received regarding the proposal.
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