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LAPD View All Page 1 of 35 FORM ADV OMB: 32350049 UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION Primary Business Name: WATER ISLAND CAPITAL, LLC IARD/CRD Number: 113358 Rev. 10/2012 WARNING:
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Arbitrage 1 refers to the form used to report information related to arbitrage on tax-exempt bonds.
Issuers of tax-exempt bonds are required to file arbitrage 1.
Arbitrage 1 can be filled out by providing information on the use of bond proceeds, investments, and arbitrage calculations.
The purpose of arbitrage 1 is to ensure compliance with federal tax laws related to the use of tax-exempt bond proceeds and arbitrage.
Information related to bond proceeds, investments, expenditures, and arbitrage calculations must be reported on arbitrage 1.
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