Section 15(d)

Get eSignatures done in a snap

Prepare, sign, send, and manage documents from a single cloud-based solution.

What is Section 15(d)?

Section 15(d) refers to the provision in the Securities Exchange Act of 1934 that requires companies with a certain number of shareholders to file annual reports with the Securities and Exchange Commission (SEC). This section helps to ensure transparency and accountability in the financial reporting of publicly traded companies.

What are the types of Section 15(d)?

There are two main types of Section 15(d) filings: Form 10-K and Form 10-Q. Form 10-K is an annual report that provides a comprehensive overview of the company's financial performance and operations. Form 10-Q is a quarterly report that updates investors on the company's financial status and performance throughout the year.

Form 10-K
Form 10-Q

How to complete Section 15(d)

Completing Section 15(d) filings can be a complex process, but with the right tools and guidance, it can be done efficiently. Here are some steps to help you complete Section 15(d) filings:

01
Gather all necessary financial and operational data for the reporting period.
02
Review and analyze the data to ensure accuracy and compliance with SEC regulations.
03
Prepare the required financial statements and disclosures as per Form 10-K or 10-Q.
04
Submit the completed filing to the SEC within the specified deadlines.
05
Utilize pdfFiller to streamline the document creation, editing, and sharing process, making it easier to complete Section 15(d) filings accurately and on time.

pdfFiller empowers users to create, edit, and share documents online. Offering unlimited fillable templates and powerful editing tools, pdfFiller is the only PDF editor users need to get their documents done.

Video Tutorial How to Fill Out Section 15(d)

Thousands of positive reviews can’t be wrong

Read more or give pdfFiller a try to experience the benefits for yourself
5.0
I love the variety of functions available in PDF Filler.
What do you like best? I love the variety of functions available in PDF Filler. I also love how easy it is to use, Highly recommended for anyone working quickly in a remote environment for documents that need edits, signatures, etc. What do you dislike? Sometimes I get logged out ... not a real problem, but as I work from multiple computers sometimes it adds and extra step for me. Recommendations to others considering the product: It is a great product with many features to help work with PDF documents. What problems are you solving with the product? What benefits have you realized? Makes my turn around of documents so much faster and easier! Saving the environment too - reducing my printing and scanning time.
Summer Crockett Moore
5.0
Great product Easy to send out fillable contracts to my clients and then be able...
Great product Easy to send out fillable contracts to my clients and then be able to modify or change existing docs to suit my needs Numerous templates of forms available. Perfect to create and modify contracts and my documents Didn't really have any issues with them.
Tony P.
4.0
Works.
Works. replacing with the correct font and size would be nice. Have to go over everything or some replaced look wrong.
jason
5.0
Simple Way To Edit PDF Files Right on Your Computer
I don't need this service too often but it is nice to have the ability to edit and fill PDF files when I do need it. It's great that you can edit, annotate and even post notes right onto the PDF files. Not too much else to tell - it just does what I need it to do.
Douglas

Questions & answers

Section 15(d) provides that any issuer who registers a class of securities under the Securities Act of 1933, as amended (the Securities Act) shall become subject to periodic reporting requirements under Section 13(a) (15 USCS § 78m) of the Exchange Act, including annual reports on Form 10-K, quarterly reports on Form ...
Section 15(d) requires companies to file certain periodic reports and information required by Section 13 of the Exchange Act (such as Form 10-K and Form 10-Q reports) as if they had securities registered under Section 12 of the Exchange Act.
Also known as US reporting company or US public company. A company subject to Section 13 or 15(d) of the US Securities Exchange Act of 1934 (Exchange Act), which requires the company to file periodic reports with the US Securities and Exchange Commission (SEC).
The 15D is a generic, comprehensive, 15-dimensional, standardized, self-administered measure of health-related quality of life (HRQoL) that can be used both as a profile and single index score measure.
To file a Form D, visit the SEC's Online Forms Login page and log in using the company's CIK number and EDGAR access codes. Once logged in, choose “Form D” under “Make a Filing” in the top left corner.
SEC Form 15-15D is a certification of termination of registration of a class of security under Section 12(g) or a notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the 1934 Securities Exchange Act. 1
Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online. Companies may also host their own copies on their corporate websites and would be available from their investor relations department.
To file a Form D, visit the SEC's Online Forms Login page and log in using the company's CIK number and EDGAR access codes. Once logged in, choose “Form D” under “Make a Filing” in the top left corner.