Form 15-12g
What is Form 15-12g?
Form 15-12g is a document required by the Securities and Exchange Commission (SEC) that allows companies to register securities under the Securities Exchange Act of 1934.
What are the types of Form 15-12g?
There are two main types of Form 15-12g: Form 15-12g/A, which is used to amend a previously filed Form 15-12g, and Form 15-12g-1, which is used by smaller reporting companies.
Form 15-12g/A
Form 15-12g-1
How to complete Form 15-12g
Completing Form 15-12g is a straightforward process. Here are the steps to follow:
01
Gather all necessary information and documents
02
Fill out the form accurately and completely
03
Submit the form to the SEC electronically or via mail
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Questions & answers
What is a 15 12G filing for?
SEC Form 15-12G is a form that allows for certification of termination of registration of a class of security under Section 12(g) or notice of suspension of duty to file reports pursuant to Sections 13 and 15(d) of the Securities Exchange Act of 1934.
What is a form 12G?
SEC Form 10-12G is a filing with the Securities and Exchange Commission (SEC), also known as the General Form for Registration of Securities. This form is required when a corporation wishes to register a class of securities according to Section 12(b) or (g) of the Securities Exchange Act of 1934.
What is Section 12 G of the Exchange Act?
Section 12(g) of the Securities Exchange Act of 1934 (the “Exchange Act”) establishes the thresholds at which an issuer is required to register a class of securities with the Securities and Exchange Commission (the “SEC”).
What is a 15E form?
FOR ASSET-BACKED SECURITIES Section 15E(s)(4)(B) of the Securities Exchange Act of 1934 requires a person providing the due diligence services to provide a written certification to any nationally recognized statistical rating organization that produces a credit rating to which such due diligence services relate.
What is a form 15 12G?
SEC Form 15-12G is the certification and notice of termination of registration of a class of securities under Section 12(g)of the Securities Exchange Act of 1934. The Form is also used to provide notice of suspension of duty to file reports under sections 13 and 15(d) of the Securities Exchange Act.
What is a form 15 12B?
SEC Form 15-12B is a certification of termination of registration of a class of security under Section 12(g) or notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the 1934 Securities Exchange Act Section 12(b).
Why would a company file a form 15?
Form 15 is typically used by small companies with a limited number of shareholders who decide that the expense and reporting requirements of remaining a publicly-traded corporation are too onerous. The company's shares will cease trading, while its remaining owners may retain or sell their shares privately.
