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NEW YORK STOCK EXCHANGE NONPROFESSIONAL SUBSCRIBER AGREEMENT AND OPTIONS PRICE REPORTING AUTHORITY ADDENDUM FOR NONPROFESSIONAL SUBSCRIBERS Page 1 TABLE OF CONTENTS I. New York Stock Exchange Nonprofessional
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What is nonprofessional subscriber?
Nonprofessional subscriber is an individual or entity that is not considered a professional subscriber in the financial services industry.
Who is required to file nonprofessional subscriber?
Firms or entities that provide financial services and have nonprofessional subscribers are required to file nonprofessional subscriber information.
How to fill out nonprofessional subscriber?
Nonprofessional subscriber information can be filled out either manually on forms or electronically through the designated platform provided by regulatory authorities.
What is the purpose of nonprofessional subscriber?
The purpose of nonprofessional subscriber is to gather information about individuals or entities who receive financial services but are not classified as professional subscribers for regulatory and reporting purposes.
What information must be reported on nonprofessional subscriber?
Information such as name, contact details, occupation, and relationship to the financial services provider may need to be reported on nonprofessional subscriber.
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