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Background FINRA performs several critical functions in the over-the-counter OTC market. FINRA currently operates the OTC Bulletin Board OTCBB which provides a mechanism for FINRA members to quote certain registered OTC equity securities. In recognition of FINRA s lack of privity with issuers of OTC Securities FINRA is proposing to adopt Supplementary Material. 19 FINRA stated that the failure of an issuer to remain current it its See Pink OTC Letter and Nelson Law Firm Letter supra note...
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