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This document is an amendment for the registration of certain classes of securities for Unit Corporation pursuant to the Securities Exchange Act of 1934.
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How to fill out form 8-aa
How to fill out FORM 8-A/A
01
Obtain FORM 8-A/A from the official website or relevant authority.
02
Read the instructions carefully provided on the form.
03
Fill in the identifying information, including name, address, and contact details.
04
Provide the specific details regarding the securities to be registered.
05
Indicate any amendments or updates needed to previous filings.
06
Review all entries for accuracy and completeness.
07
Sign and date the form where required.
08
Submit the completed FORM 8-A/A through the appropriate channels, typically to the SEC or relevant regulatory body.
Who needs FORM 8-A/A?
01
Companies looking to register a class of securities under Section 12 of the Securities Exchange Act.
02
Issuers who have previously filed a registration statement and need to make amendments.
03
Entities that are transitioning from private to public status requiring compliance with SEC regulations.
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People Also Ask about
What is Section 8a of the Commodity Exchange Act?
The provisions of sections 8a(2)-8a(4) of the Commodity Exchange Act (“Act”) establish a system of statutory disqualifications pursuant to which the Commission may find an applicant or registrant unfit for registration and vest the Commission with wide discretion to deny, condition, suspend, restrict or revoke the
What is Section 8a of the Securities Act of 1933?
If the Commission finds, after notice and opportunity for hearing, that any person is violating, has violated, or is about to violate any provision of this subchapter, or any rule or regulation thereunder, the Commission may publish its findings and enter an order requiring such person, and any other person that is,
What is the SEC Act in simple terms?
The Securities and Exchange Act of 1934 ("1934 Act," or "Exchange Act") primarily regulates transactions of securities in the secondary market .
What is Section 8A of the Securities Act?
Form N-8A is the form used by investment companies to file notifications of registrations with the Commission under the Investment Company Act of 1940. The latest form for Form N-8A under the Investment Company Act of 1940: Notification of Registration of Investment Companies expires 2022-06-30 and can be found here.
What is Section 9 of the Securities Act?
It shall be unlawful for any member of a national securities exchange directly or indirectly to endorse or guarantee the performance of any put, call, straddle, option, or privilege in relation to any security registered on a national securities exchange, in contravention of such rules and regulations as the Commission
What is Form 10 vs Form 8-A?
Form 10 of the Exchange Act requires financial statements and other more extensive disclosure than Form 8-A. A Form 10 registration statement is more similar to a Form S-1 registration statement under the Securities Act than to Form 8-A and includes much of the information required to be disclosed in a Form S-1.
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What is FORM 8-A/A?
FORM 8-A/A is a form used by companies to register securities under the Securities Exchange Act of 1934, typically when they are seeking to list their securities on a national securities exchange.
Who is required to file FORM 8-A/A?
Companies that are registering classes of securities that are to be traded on a national exchange are required to file FORM 8-A/A.
How to fill out FORM 8-A/A?
To fill out FORM 8-A/A, companies must provide basic information about their securities and the terms of their registration, including identifying information, descriptions of the securities, and any relevant financial details.
What is the purpose of FORM 8-A/A?
The purpose of FORM 8-A/A is to provide the SEC and investors with information regarding the securities to be registered, ensuring transparency and adherence to regulatory requirements.
What information must be reported on FORM 8-A/A?
Information that must be reported on FORM 8-A/A includes the name of the issuer, the title of the securities being registered, the rights of the securities, and any relevant financial information or additional conditions related to the securities.
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