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NATIONAL INSTRUMENT 81-104 COMMODITY POOLS1 PART 1 DEFINITIONS, APPLICATION AND INTERPRETATION 1.1 Definitions2 (1) In this Instrument “commodity pool” means a mutual fund, other than a precious

(c) capitalized futures; or capitalization futures and options; or (d) investment-grade commercial paper and investment-grade corporate loan obligations; or (e) government securities with maturity of three months or less; or “fundamentals” means all investment strategies that provide for the use of specified derivative instruments within a given category as means of determining, as of any given date, the value of the asset(IES) To which specified derivatives are to be applied. ? (2) For purposes of this definition, “capitalized futures” means the futures and options products in the following categories that are identified by symbols (c-g) 1 (c1)-(13); capitalized futures are used by funds to provide access to, and to track, the performance of, a given commodity or index and may generally be purchased through the purchase of Specific types of trading instruments. (d) for the purpose of this definition, the term “investment-grade commercial paper and investment-grade corporate loan obligation” means any notes, bills, certificates of deposit, bonds, debentures, or other obligations of the United States or the distressed debt market of the United States at principal, or any other obligations that are issued by and or guaranteed by the U.S. government and are rated by a foreign government Supervisory agency. (e) “government securities with maturity of three months or less” means The securities issued or guaranteed by the government of the United States. (3) This definition is not intended to include— (a) financial instruments that a mutual fund does not use or invest in; or Financial instruments that use a combination of commodity pools and capitalized futures and options are defined in a general provision of this instrument and are therefore not Considered to be covered by this definition.

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What is national instrument 81-104?

National Instrument 81-104 is a regulation that sets out the requirements for regulating the investment fund industry in Canada.

Who is required to file national instrument 81-104?

Investment fund managers in Canada are required to file national instrument 81-104.

How to fill out national instrument 81-104?

Investment fund managers must fill out national instrument 81-104 by providing the required information and submitting it to the appropriate regulatory authority.

What is the purpose of national instrument 81-104?

The purpose of national instrument 81-104 is to establish rules and standards for the operation and governance of investment funds in Canada.

What information must be reported on national instrument 81-104?

National instrument 81-104 requires investment fund managers to report information such as their financial statements, fee structures, and details of their investment strategies.

When is the deadline to file national instrument 81-104 in 2023?

The deadline to file national instrument 81-104 in 2023 will be determined by the regulatory authority and may vary for each investment fund manager.

What is the penalty for the late filing of national instrument 81-104?

The penalty for the late filing of national instrument 81-104 may vary depending on the jurisdiction and the specific circumstances, but it may include financial penalties or other regulatory actions.

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