(b) the aggregate fair value of each class of the securities is greater than 10,000,000,000 (including the amount of accrued but unpaid dividends, if any). (c) the securities are exempt from registration because of their class, unless: (i) the securities are not described in paragraph (d) of this definition; (ii) neither class is an exempt class as described in paragraph (b) of this definition; (iii) the securities are not listed on a designated stock exchange on the closing market for that class or on a designated securities exchange on the closing market for that class where the securities are not listed on a designated stock exchange on the closing market for that class or on a designated securities exchange where the securities are not listed on a designated stock exchange on the closing market for that class where the securities may be purchased, sold or issued (determined in a manner consistent with this definition); or (iv) there are sufficient non-trading exemptions to prevent the securities from being traded in the ordinary course of the issuer's or dealer's business for at least 60 consecutive days following a general meeting of shareholders of the issuer or dealer; or (e) the securities are not offered for sale by any investment syndicate, group or association, other than registered investment syndicates, registered group investment syndicates and investment fund managers, but not a registered investment dealer, with 100,000,000 or more in aggregate capital. The securities may be offered under any symbol, including, without limitation, a code or symbol in a registered form, but no symbol may be used in any capacity other than as used for the offering of the securities. A class does not include a commodity, an index, an option, a foreign currency or a futures contract or forward contract that satisfies the requirements of Rule 2.1-1. 3. The securities shall be registered in the name of the issuer, or in the name of one or more designated persons in the absence of an issuer if registered in the name of one or more designated persons. In the case of a partnership, the partnership shall designate its agent by a writing signed by its partners or registered under the partnership act.
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PDF 0200 Page 1 of 12 Clear Form - Year 1-U-2000 2. FIRM Name Address where applicant will be working street city province postal code 3. Form 1-U-2000 Canadian Securities and Commodity Futures Legislation Uniform Application for Registration/Approval General Instructions This form is to be used by every individual seeking registration or approval from a Canadian Securities Commission or similar authority and/or a self-regulatory organization or ...
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