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This document is a filing with the SEC detailing changes in beneficial ownership of securities by the reporting person, including transactions and specific securities involved.
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What does a Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
What is code A on Form 4?
Transaction Codes: SEC Form 4 includes specific codes to indicate the nature of the transaction. For example, "P" denotes a purchase, "S" indicates a sale, and "A" represents an award or grant of securities.
What is a Form 4 in Canada?
Introduction. A Provincial Court Financial Statement (Form 4) is a document that tells the judge about your income, expenses, assets, and debts. Family cases in the Early Resolution registries follow different procedures. See Early Resolution registries for more information.
What does Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
Is Form 4 mandatory?
Form 4 is required to be filed within 30 days of any change in the constitution of the LLP, such as the appointment of a new partner, the resignation of a partner, or a change in the name, address, or designation of a partner. This form also needs to be filed if there is a change in the designated partner of the LLP.
What is Form 4 used for?
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
What does a Form 4 show?
It simply indicates that an insider traded shares — and doing so is not necessarily illegal. Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.
What is the Form 4 for?
Form 4 - Application for Tax Paid Transfer and Registration of Firearm (ATF Form 5320.4) Application for tax paid transfer and registration of firearm used to request approval to transfer a National Firearms Act (NFA) firearm subject to transfer tax liability.
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What is FORM 4/A?
FORM 4/A is a document used for reporting changes in the ownership of securities by insiders of a publicly traded company, typically filed with the Securities and Exchange Commission (SEC).
Who is required to file FORM 4/A?
Individuals classified as insiders, such as officers, directors, and significant shareholders of a company, are required to file FORM 4/A when there are changes in their ownership of the company's securities.
How to fill out FORM 4/A?
To fill out FORM 4/A, individuals must provide details such as their name, the name of the issuing company, the date of the transaction, the type of security involved, and the amount of securities acquired or disposed of. Additional information may include the transaction's price and the nature of their ownership.
What is the purpose of FORM 4/A?
The purpose of FORM 4/A is to ensure transparency and keep the public informed about changes in the ownership of a company's securities by its insiders, which can have implications for investors and market integrity.
What information must be reported on FORM 4/A?
FORM 4/A must report the insider's identity, the relationship to the company, specific dates of transactions, types and amounts of securities involved, transaction prices, and whether the transaction was an acquisition, disposition, or a mix of both.
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