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This document outlines a proposed rule change by BATS Exchange regarding its fee schedule, detailing modifications related to equities pricing, routing strategies, and options trading fees.
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Individuals or entities involved in trading activities that require regulatory reporting.
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What is SR-BATS-2010-023?
SR-BATS-2010-023 is a filing submitted to the Securities and Exchange Commission (SEC) regarding proposed changes to the rules and operational procedures of the BATS Exchange.
Who is required to file SR-BATS-2010-023?
The BATS Exchange, as a self-regulatory organization (SRO), is required to file SR-BATS-2010-023.
How to fill out SR-BATS-2010-023?
SR-BATS-2010-023 should be filled out by following the format prescribed by the SEC, including specific details related to proposed rule changes and providing required documentation and justification.
What is the purpose of SR-BATS-2010-023?
The purpose of SR-BATS-2010-023 is to outline changes to existing rules, enhance market operations, and ensure compliance with regulatory standards.
What information must be reported on SR-BATS-2010-023?
SR-BATS-2010-023 must report information about proposed rule changes, including the rationale for changes, implications for market participants, and anticipated benefits.
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