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This document outlines BATS Exchange's proposal to extend a pilot program related to trading halts due to extraordinary market volatility under Rule 11.18, aiming to continue the benefits of the rule

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How to fill out sr-bats-2010-037

How to fill out SR-BATS-2010-037

01

Obtain the SR-BATS-2010-037 form from the official website or authorized sources.

02

Read the instructions provided with the form carefully to understand the requirements.

03

Fill in the applicant's name and contact information at the top of the form.

04

Provide the necessary details in the relevant sections, such as transaction information and dates.

05

Ensure all financial figures are accurate and supported with appropriate documentation.

06

Review the form for completeness and correctness before submission.

07

Submit the completed form to the designated authority as specified in the instructions.

Who needs SR-BATS-2010-037?

01

Individuals or entities involved in securities trading that require reporting under Regulation NMS.

02

Market participants who need to comply with requirements set by the BATS exchange.

03

Traders and brokers operating on BATS who need a formal record of their transactions.

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What is SR-BATS-2010-037?

SR-BATS-2010-037 is a filing made by BATS Exchange to propose changes to the rules regarding the operation of its exchange.

Who is required to file SR-BATS-2010-037?

Members of the BATS Exchange, including market participants that utilize its trading services, may be required to file SR-BATS-2010-037.

How to fill out SR-BATS-2010-037?

To fill out SR-BATS-2010-037, applicants must complete the specified forms provided by BATS Exchange, ensuring that all required information is accurately recorded.

What is the purpose of SR-BATS-2010-037?

The purpose of SR-BATS-2010-037 is to modify existing rules and ensure regulatory compliance, enhancing market operations and transparency.

What information must be reported on SR-BATS-2010-037?

The information reported on SR-BATS-2010-037 includes details about trading practices, compliance with regulations, and any changes to the operational rules of the exchange.

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