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Before the Commodity Futures Trading Commission February 7, 2012 (Updated copy, as of June 11, 2012) In the Matter of the Application for an Executive Order Under Section 4(c) of the Commodity Exchange

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What is application for an exemptive?

An application for an exemptive is a formal request made to a regulatory body, usually by a financial institution or entity, seeking exemption from certain rules or regulations that would otherwise apply to them.

Who is required to file application for an exemptive?

Financial institutions or entities that wish to be exempt from specific rules or regulations are required to file an application for an exemptive.

How to fill out application for an exemptive?

To fill out an application for an exemptive, one typically needs to provide detailed information about the entity or institution, the rules or regulations they seek exemption from, and the rationale for the exemption request. The specific requirements and forms may vary depending on the regulatory body.

What is the purpose of application for an exemptive?

The purpose of an application for an exemptive is to request relief or exemption from certain rules or regulations that would otherwise apply to the entity or institution. This can be done to address unique circumstances, facilitate innovation, or provide flexibility in complying with regulatory requirements.

What information must be reported on application for an exemptive?

The information required on an application for an exemptive typically includes details about the entity or institution, the specific rule or regulation the exemption is being sought for, the rationale for the exemption request, any alternative compliance strategies or plans, and supporting documentation as required.

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