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STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS DEPARTMENT OF BUSINESS REGULATION DIVISION OF SECURITIES 233 RICHMOND STREET, SUITE 232 PROVIDENCE, RI 029034232 : IN THE MATTER OF : : MORGAN STANLEY
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2007 2001 Rhode_Island New_York MSCO LITDOCS RIUSA aggregated seq DW Respondents 80-year-old Incorporated1 at1585 CDSC Marques breakpoints CDSCs RI remediation Taggart Rene thereunder promulgated REVOCATION III annuities foregoing hereto Respondent appris

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