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Board of Supervisors Calhoun County Courthouse Rockwell City, Iowa Tuesday, May 26, 2015, The Board of Supervisors of Calhoun County met with the following members present: Nicholson and Jacobs. Agenda
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Businesses or organizations that have passed a specific resolution (2015-9) requiring the execution of a 28e agreement.
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Resolution 9 28e agreement is an agreement filed with the Securities and Exchange Commission (SEC) that discloses any payments made by investment advisers to third parties for the purpose of soliciting business.
Investment advisers who make payments to third parties for solicitation purposes are required to file resolution 9 28e agreement.
Resolution 9 28e agreement can be filled out by providing all relevant information about the payments made to third parties for solicitation purposes.
The purpose of resolution 9 28e agreement is to provide transparency about payments made by investment advisers for solicitation purposes.
Information such as the amount of payments made, the recipients of the payments, and the purpose of the payments must be reported on resolution 9 28e agreement.
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