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1 PHYSICIAN ORDERS FOR SCOPE OF TREATMENT, ?144D.3 144D.3 Compliance with POST form. 1. A POST form executed in this state or another state or jurisdiction in compliance with the law of that state
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What is 144d3 compliance with post?
144d3 compliance with post refers to the filing requirement under SEC Rule 144 for certain securities transactions by affiliates of the issuer. It ensures transparency and accountability in the trading of restricted securities.
Who is required to file 144d3 compliance with post?
Affiliates of the issuer who wish to sell restricted securities must file 144d3 compliance with post.
How to fill out 144d3 compliance with post?
To fill out 144d3 compliance with post, affiliates must provide detailed information about the securities being sold, their relationship with the issuer, and the intended method of sale. This information is then submitted to the Securities and Exchange Commission (SEC).
What is the purpose of 144d3 compliance with post?
The purpose of 144d3 compliance with post is to ensure that affiliates of the issuer follow certain regulations and disclose relevant information when selling restricted securities. It aims to protect investors and maintain the integrity of the securities market.
What information must be reported on 144d3 compliance with post?
On 144d3 compliance with post, affiliates must report details about the securities being sold, the relationship between the affiliate and the issuer, the method of acquisition, and any exemptions claimed under SEC Rule 144.
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