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FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB 3235INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Number: 0104 Estimated average burden hours

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How to fill out issuer name and ticker

How to fill out issuer name and ticker:

01

Start by identifying the issuer name, which is the legal name of the company or organization. This information is typically found on official documents such as the company's certificate of incorporation or articles of organization.

02

The ticker symbol is a unique series of letters assigned to publicly traded companies for identification purposes in the stock market. It is important to research and determine the appropriate ticker symbol for the company before filling it out.

03

When filling out the issuer name, accurately type the full name of the company with proper capitalization and spelling.

04

The ticker symbol should be entered in uppercase letters, without any spaces or punctuation marks. Ensure that you enter the correct ticker symbol associated with the company.

Who needs issuer name and ticker:

01

Investors and traders: Issuer name and ticker are crucial for investors and traders in the stock market. The issuer name helps them identify the specific company they want to invest in or trade with, while the ticker symbol allows for quick access and monitoring of the company's stock performance.

02

Stock exchanges: Issuer name and ticker are essential for stock exchanges to ensure smooth and accurate trading. The issuer name is used in the listing of the company, and the ticker symbol is used to track and trade the company's stocks.

03

Regulatory agencies: Regulatory agencies like the Securities and Exchange Commission (SEC) require the issuer name and ticker to properly identify and regulate publicly traded companies. This information is necessary for regulatory filings, reporting, and monitoring.

04

Financial publications and news outlets: Issuer name and ticker are used by financial publications and news outlets for reporting on companies and their stock performance. It allows them to provide accurate and relevant information to their readers and viewers.

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What is issuer name and ticker?

Issuer name refers to the name of the company issuing securities, while ticker is the abbreviation used to uniquely identify the company's stock on a stock exchange.

Who is required to file issuer name and ticker?

Companies or organizations issuing securities are required to file issuer name and ticker.

How to fill out issuer name and ticker?

Issuer name and ticker can be filled out on official SEC forms or electronically through the EDGAR system.

What is the purpose of issuer name and ticker?

The purpose of issuer name and ticker is to provide a unique identifier for a company's securities for trading and reporting purposes.

What information must be reported on issuer name and ticker?

The issuer name and ticker must be accurately reported along with other relevant details about the securities being issued.

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