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UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 try Washington, D.C.20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES for “. Filed pursuant to Section l(a) of the Securities

How to fill out tr ownership of securities

How to fill out TR ownership of securities:

Obtain the necessary forms:

1. Contact the relevant financial institution or brokerage firm to request the TR ownership of securities form.
2. Alternatively, check if the form is available for download on the institution's website.

Provide personal identification information:

1. Fill in your full legal name, address, date of birth, and social security number or tax identification number.
2. Include any other requested personal identification details, such as a driver's license number.

Specify the securities:

1. Indicate the type of securities you own, whether they are stocks, bonds, mutual funds, or other investments.
2. Provide the specific details of each security, including the name of the security, its symbol or identifier, and the number of shares or dollar value.

Include ownership details:

1. Indicate whether you are the sole owner or if the securities are jointly owned with another individual or entity.
2. If jointly owned, provide the co-owner's information, including their full name, address, and personal identification details.

Provide supporting documentation:

1. Attach any relevant supporting documentation requested by the form, such as copies of stock certificates or bond statements.
2. If you are unsure about the required documentation, contact the financial institution for clarification.

Review and sign:

1. Carefully review all the information provided on the TR ownership of securities form to ensure accuracy.
2. Sign and date the form in the designated areas to certify the information is true and correct.

Who needs TR ownership of securities?

The TR ownership of securities form is typically required by financial institutions, brokerage firms or other entities responsible for managing securities transactions. It serves as a means to record and verify ownership details of securities and is essential for maintaining accurate records, facilitating transfers, and ensuring compliance with regulatory requirements. Both individual investors and entities, such as corporations or trusts, may need to fill out this form depending on their ownership of securities and the policies of the specific institution.

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