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00-7 MAR 2013 Instructions to Firms Having a System Review 4101 PRP Section 4100 Instructions to Firms Having a System Review Contents Section 4100 Instructions to Firms Having a System Review Introduction
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007 mar instructions are to provide guidance on reporting market abuse to the relevant authorities.
Financial institutions and individuals involved in trading or investment activities are required to file 007 mar instructions.
To fill out 007 mar instructions, one must provide detailed information about any suspected market abuse activities, including the individuals or entities involved.
The purpose of 007 mar instructions is to help detect and prevent market abuse activities, such as insider trading or market manipulation.
Information such as the nature of the suspected market abuse, the individuals involved, and any relevant transaction details must be reported on 007 mar instructions.
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