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This document is used to report changes in beneficial ownership of securities by officers, directors, and beneficial owners of more than 10% of a class of the issuer's equity securities.
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How to fill out sec form 4

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How to fill out SEC FORM 4

01
Obtain a copy of SEC Form 4 from the SEC website or your broker.
02
Fill in your personal information, including your name, address, and the name of the reporting company.
03
Indicate your relationship to the company (e.g., officer, director, or beneficial owner).
04
Provide details about the transaction, including the date of the transaction, the number of shares bought or sold, and the price per share.
05
Specify the nature of the ownership (e.g., direct or indirect) and whether the transaction was a gift, sale, or purchase.
06
Review the form for accuracy and completeness.
07
Sign and date the form.
08
Submit the completed form electronically through the SEC's EDGAR system within two business days of the transaction.

Who needs SEC FORM 4?

01
SEC Form 4 is required for officers, directors, and beneficial owners of more than 10% of a company's equity securities to report their trades in the company's stock.
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People Also Ask about

As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal.
Form N-4 is to be used by (1) separate accounts that are unit investment trusts that offer variable annuity contracts to register under the Investment Company Act of 1940 and to offer their securities under the Securities Act, (2) insurance companies to register the offerings of registered index-linked annuity
The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities. Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers. The form must be filed regardless of the underlying purpose of the merger.
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
SEC Form S-4 is filed by a publicly traded company with the Securities and Exchange Commission (SEC). SEC Form S-4 is required to register any material information related to a merger or an acquisition. The form is also filed by companies undergoing an exchange offer, where securities are offered in place of cash.
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

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SEC FORM 4 is a form used by company insiders, such as officers and directors, to report changes in their ownership of the company's securities.
Company insiders, including executive officers, directors, and beneficial owners of more than 10% of a company's equity securities, are required to file SEC FORM 4.
To fill out SEC FORM 4, insiders must provide details such as their name, relationship to the issuer, the date of the transaction, the number of securities acquired or disposed of, and the type of transaction.
The purpose of SEC FORM 4 is to provide transparency regarding the trading activities of insiders, helping to prevent insider trading and enhance market integrity.
Information that must be reported on SEC FORM 4 includes the insider's name, the name of the issuer, the transaction date, the amount of securities involved, the price of the transaction, and any applicable ownership after the transaction.
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